interior mechanical

Legal

NATIONAL INSTRUMENT 24-101 TRADE MATCHING AND SETTLEMENT TRADE- MATCHING STATEMENT

 

TO: All Trade-matching Parties acting on behalf of, or executing a trade with:

 

NICOLA WEALTH MANAGEMENT LTD.

 

This Trade Matching Statement is being provided in accordance with National Instrument 24-101-“Institutional Trade matching and Settlement” and Companion Policy 24-101CP( the “ National Instrument”). It applies to all trades that are subject to the National Instrument.

We confirm that we have established, maintain, and enforce policies and procedures designed to achieve matching in accordance with the National Instrument.

 

 

SIGNED:   Dannielle H. MacDonald, Chief Compliance Officer, Nicola Wealth Management Ltd.